Diploma of Finance and Mortgage Broking Management

FNS50322

This page is updated when information changes, but it's always best to talk to your training provider to confirm course details before you enrol.

Overview

This qualification reflects management roles in finance and mortgage broking where work is undertaken independently, through an aggregator, or involves managing a workplace team. At this level individuals are expected to apply theoretical knowledge and specialised skills in a range of situations and display initiative and judgement in completing activities. They have autonomy in performing complex technical operations and may be responsible for the work of others within broad but generally well-defined parameters.

Licensing, legislative, regulatory or certification considerations

Work functions in the occupational areas where this qualification may be used are subject to regulatory requirements. Refer to the relevant regulator for specific guidance on requirements.

  • Financial help

  • Cost

    Course costs can vary by provider and location. Ask your training provider for a cost estimate.

  • On-the-job training

    • Completing this course through a traineeship can help you to learn the skills you need.

    This traineeship is available:

    • Mortgage Broking Manager

  • Entry requirements

    This course doesn't have any entry requirements. It could be a good starting point for your career.

  • Duration

    You complete this course when you’ve learned the skills, not after a set amount of time. The times shown are estimates.

    • Through traineeship:
      2 years
    • Qualification only:
      1–2 years

  • Delivery options

    You may be able to access this training in these ways:

    • Workplace-based
    • Some classroom learning
    • Part-time available
    • Partially online
    • Practical learning

Course content

This course is made up of units.

All courses have core units—these are mandatory for completing the course. Most courses also have elective units, which you can choose from to suit your needs and interests. Not all training providers offer every elective, so check with your provider to find out which electives they can offer you.

For more information about course content, talk to your training provider or visit the National Training Register.

Unit Unit type
Apply ethical frameworks and principles to make and act upon decisions Core
Comply with financial services regulation and industry codes of practice Core
Conduct work according to professional practices in the financial services industry Core
Develop and maintain professional relationships in financial services industry Core
Identify and develop credit options for clients with special financial circumstances Core
Identify client needs and present broking options Core
Implement complex loan structures Core
Prepare loan applications on behalf of clients Core
Present credit options to clients with special financial circumstances Core
Undertake risk identification Core
Apply and maintain knowledge of financial products and services Elective
Assess risks Elective
Coordinate workplace information systems Elective
Determine and manage risk exposure strategies Elective
Develop workplace policies and procedures for sustainability Elective
Develop, implement and monitor policy and procedures Elective
Grow financial practices Elective
Identify and apply complex ethical decision making to workplace situations Elective
Implement credit contracts in preparation for settlement Elective
Improve business of financial practices Elective
Lead and manage effective workplace relationships Elective
Lead team effectiveness Elective
Manage business operational plans Elective
Manage organisational customer service Elective
Manage personal and professional development Elective
Market new business ventures Elective
Monitor and review organisational system compliance with legislation and regulations Elective
Provide leadership across the organisation Elective
Support the learning and development of teams and individuals Elective

Job prospects

The Diploma of Finance and Mortgage Broking Management sets you up for roles like these, but the skills you learn could take you even further.

  • Finance Broker

    ANZSCO 222112

    Finance Brokers operate as independent agents in the course of financial negotiations and arrange loans of money on behalf of clients.

    Recommended education level:
    Diploma, Advanced Diploma or Associate Degree

  • Insurance Broker

    ANZSCO 222113

    Sell various insurance products on behalf of insurance companies.

    Recommended education level:
    Diploma, Advanced Diploma or Associate Degree

  • Other Financial Broker

    ANZSCO 222199

    Other Financial Brokers includes jobs like Investment Broker.

    Recommended education level:
    Diploma, Advanced Diploma or Associate Degree

  • Credit and Loans Officer

    ANZSCO 552211

    Credit and Loans Officers analyse, evaluate and process credit and loan applications.

    Recommended education level:
    Certificate III or IV

Training providers delivering Diploma of Finance and Mortgage Broking Management

It's a good idea to research multiple training providers to make sure you're getting the right training for you.

Showing: 22 providers

How to enrol in this course

To enrol, choose a training provider that offers this course. You can see provider details on this page.

When you find one that you think suits you, visit their website or contact them directly to confirm details like start dates, fees, funding, delivery locations and delivery options.

The provider will guide you through the enrolment process.

Delivery locations can change as students enrol. If you're doing any workplace-based training, like an apprenticeship, this will take place in a different location from your classroom training. Contact your training provider to confirm delivery locations.
Government funding may be available. Contact your training provider to confirm.
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